SEC, CORPORATE GOVERNANCE & BUSINESS COUNSELING
Croke Fairchild prides itself on becoming an integral part of the client’s team.

We are relied on for our judgment, strategic direction and counsel clients on their daily challenges and ongoing compliance needs. Our corporate governance and board advisory work focuses on the following:

  • Board operations and preparation of related materials
  • Preparation and review of corporate policies, procedures and best practices
  • Risk management, financial controls and compliance
  • Crisis management
  • SEC proxy statements and reports
  • Nasdaq and NYSE compliance and governance requirements
  • SEC compliance
  • Public company representation

Several Croke Fairchild attorneys have served as general counsel of governmental agencies, corporations, quasi-governmental agencies and registered investment advisers. Our attorneys continue to serve as general counsel to investment funds, private equity-backed technology companies and other businesses. We pride ourselves on providing more than legal counsel as we counsel our clients through their greatest challenges and opportunities. This seamless integration ensures that our clients call on us for a range of matters – and for non-legal strategic and operational advice. This matters include:

  • Fundraising
  • Labor and employment
  • Succession planning
  • Leadership changes
  • M&A activity
  • Regulatory compliance
  • Crisis management
  • Board advisory services
  • Corporate secretary services
Practice